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FCA Managed Compliance
As a boutique consulting firm specialising in financial services firms globally, we take time to understand your requirements and objectives. Our Managed Compliance service has been designed to cater for global financial services firms seeking to outsource their UK FCA compliance to focus on their day to day activities.
As a valued client, you will receive dedicated services from a senior partner and bespoke solutions to your compliance requirements, including:
- Solutions tailored to your firms' needs and goals;
- A host of compliance knowledge and framework to implement into your firm to ensure it is compliant with the FCA and European regulators.
- Monthly management reviews, complete with systematic monitoring to ensure we promote best practice in everything we do;
- Active monitoring of your regulated activities and recommendations for taking action on an ongoing basis;
- Building a portal based Managed Compliance platform to assist you in your back office and regulatory requirements.
Whether you are looking for ongoing compliance support, a 'managed' compliance solution or simply consulting services for your financial services firm - contact us and see how we can help.