Debt Capital Advisory is highly lucrative business and highly regulated under the UK Financial Conduct Authority and other European regulators. Whether you are a currently a Debt Capital Advisor specialist, or looking at the idea of establishing your new venture following a successful career, at XCAP Global - we specialise in helping ventures like yours by giving you the flexibility to grow your business by on-boarding you as a Appointed Representative in as little as 4 weeks.
Unlike other FCA regulatory hosting providers, we specialise in what we know, as the age old saying goes, 'we stick to our knitting'. This means, we not only add value in your day to day business with the introduction of new leads; but our AR model is competitively priced in that we know the business area, as well as you do.
Our model for Debt Capital Advisory is designed for you to focus on deal origination, execution and value creation, while we look at the regulatory cover and regulatory reporting requirements, allowing you to effectively budget and scale your venture.
Why become Appointed Representative for your Debt Capital Advisory business?
To set up as a directly approved FCA firm is a resource intensive, lengthy and costly process where you would need to demonstrate a sound business model and track record in debt capital advisory services. Often, the Appointed Representative route is cost effective and better value in terms of resource requirements and the back office support functions available from the FCA principle firm, allowing you to focus on your core business.
Whether you are currently an Appointed Representative looking to move to a new FCA Principal or thinking about launching your Debt Capital Advisory business as an AR, we can help with a complete turnkey solution, allowing you to focus on your business and value creation, whilst we look after all non-core activities such as regulatory compliance. If you are moving from another FCA principle firm, we do not charge an on-boarding fee.
Our Debt Capital Advisory Fee Structure
We understand the impact that COVID-19 has had on the global markets and in particular the stress in global credit markets, which is is why we have actively been working with our regulated investment partner, Vantage Point Capital and our existing partners to develop a fair and flexible method of operating. If you are interested in discussing how we can help, please contact us to see how we can help.
The formal legal status of an Appointed Representative can be found on the FCA website by clicking here. We always recommend that those interested in the AR umbrella model read and understand the legal obligations.
“FCA Appointed Representative Corporate Finance
Empowering Investment Professionals